-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QXNu8Dk1JVGvpictP39eKg83Z1cwk2UJTLeLrFU6gK/YrUk+KtDmGUDUJGlTvPus 6f6BokNBcCAcU8lLx32b7w== 0001137091-03-000141.txt : 20030729 0001137091-03-000141.hdr.sgml : 20030729 20030729172901 ACCESSION NUMBER: 0001137091-03-000141 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030729 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FILTERING ASSOCIATES INC CENTRAL INDEX KEY: 0001163882 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330976892 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78877 FILM NUMBER: 03809529 BUSINESS ADDRESS: STREET 1: 18 TECHNOLOGY STREET 2: SUITE 208 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9495109647 MAIL ADDRESS: STREET 1: 18 TECHNOLOGY STREET 2: SUITE 208 CITY: IRVINE STATE: CA ZIP: 92614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FROST KEVIN CENTRAL INDEX KEY: 0001256349 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 5109 RIVER AVENUE STREET 2: SUITE B CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 9496451075 SC 13D 1 filterfrost13d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Filtering Associates, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 31731R-10-1 - -------------------------------------------------------------------------------- (CUSIP Number) Kevin Frost, 18 Technology, Suite 208, Irvine, CA 92618 949.510.9647 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 22, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Seess.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 31731R-10-1 - --------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Kevin Frost ----------------------------------------------------- - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------- (b) ------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only ----------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF ------------------ - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ----------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States --------------- - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 980,000 ----------------------------------- Shares ----------------------------------------------------- Beneficially 8. Shared Voting Power 0 ---------------------------------- Owned by ----------------------------------------------------- Each 9. Sole Dispositive Power 980,000 ------------------------------- Reporting ----------------------------------------------------- 10. Shares Dispositive Power 0 Person ----------------------------- ----------------------------------------------------- With 11. Aggregate Amount Beneficially Owned by Each Reporting Person 980,000 ----------------------------------- - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 51.8% ----------------------------------------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN ----------------------------------------------------- - -------------------------------------------------------------------------------- Item 1. Security and Issuer - ----------------------------- This statement relates to shares of the common stock, no par value of Filtering Associates, Inc., a Nevada corporation (the "Issuer"). The principal executive offices of the Issuer are located at 18 Technology, Suite 208, Irvine, CA 92618. Item 2. Identity and Background - -------------------------------- (a) Name: Kevin Frost (b) Business Address: 18 Technology, Suite 208, Irvine, CA 92618. (c) Present Principal Occupation: President and Chief Executive Officer of the Issuer (d) Disclosure of Criminal Proceedings: Mr. Frost has not been convicted in any criminal proceeding at any time. (e) Disclosure of Civil Proceedings: Mr. Frost has not been subject to any judgment, decree or final order enjoining violations of or prohibiting or mandating activities subject to federal or state securities laws or finding any violations with respect to such laws. (f) Citizenship: Mr. Frost is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration - --------------------------------------------------------- Mr. Frost acquired 980,000 shares in exchange for $980 from his personal funds. Item 4. Purpose of Transaction - ------------------------------- Mr. Frost acquired 980,000 shares as a personal investment and to express his personal economic commitment to the Issuer. Item 5. Interest in Securities of the Issuer - --------------------------------------------- Mr. Frost beneficially owns a total of 980,000 shares of the Issuer's common stock as follows: (a) Mr. Frost directly and personally owns 980,000 shares of the Issuer's common stock which comprises 51.8% of the Issuer's total issued and outstanding shares. (b) Mr. Frost has sole voting and dispositive power as to the 980,000 shares he owns directly. (c) None. (d) Not Applicable. (e) Not Applicable. Item 6. Contacts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer - -------------------------------------------------------------------------------- None. Item 7. Material to Be Filed as Exhibits - ----------------------------------------- None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 23, 2003 - -------------------------------------------------------------------------------- Date /s/ Kevin Frost - -------------------------------------------------------------------------------- Kevin Frost The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----